Corporate Governance

Obligations of notification and public disclosure of managers’ transactions in financial instruments according to Section 19 para. 1 of Regulation (EU) No. 596/2014 on Market Abuse (MAR)

The members of the Board of Executive Directors and Supervisory Board of OVB Holding AG, as well as persons closely associated with them, shall notify OVB Holding AG and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) of transactions in financial instruments of OVB Holding AG (such as shares or bonds).

The obligation to notify starts as of the date when the aggregate transactions volume within a calendar year reaches the threshold of €5,000. There is no obligation to notify transactions undertaken before the crossing of the threshold. The aggregate transactions volume is calculated separately for each person subject to the obligation of notification.

Relevant transactions have to be notified within three (3) business days of the transaction.

Closed periods: 30 calendar days before public disclosure of a quarterly report on the first or third quarter, half-year financial report or annual report of OVB Holding AG.

^{* until 3 July 2016: Direcors' Dealings pursuant to § 15a WpHG (German Securities Trading Act)}